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Investor complaints data.

Published in the SEBI-prescribed Annexure-B format. Separate disclosures for NSE (broking), BSE (broking), and NSDL (depository). Updated by the 7th of every succeeding month per SEBI Circular 21-Feb-2025.

FormatSEBI Annexure-B (Brokers) / Annexure-C (DPs)
Update cadenceBy 7th of every month
Period reported
Last updated

Data for the month ending — .

NSE · Stock Broker
SN Received from Carried forward from previous month Received during the month Total Pending Resolved* Pending at the end of the month** Avg. Resolution time^ (days)
Pending < 3 months Pending > 3 months

Trend of monthly disposal — last 12 months.

NSE ·
SNMonthCarried forward from previous monthReceivedResolved*Pending**

Trend of annual disposal — last 3 financial years.

NSE · rolling basis
SNYearCarried forward from previous yearReceived during the yearResolved during the yearPending at the end of the year
* Resolved figures include complaints from previous months that were resolved during the current month.
** Pending figures indicate total complaints unresolved as of the last day of the month.
^ Average resolution time = sum of resolution time for each complaint resolved during the month, divided by the total number of complaints resolved during the month.

Data for the month ending — .

BSE · Stock Broker
SN Received from Carried forward from previous month Received during the month Total Pending Resolved* Pending at the end of the month** Avg. Resolution time^ (days)
Pending < 3 months Pending > 3 months

Trend of monthly disposal — last 12 months.

BSE ·
SNMonthCarried forward from previous monthReceivedResolved*Pending**

Trend of annual disposal — last 3 financial years.

BSE · rolling basis
SNYearCarried forward from previous yearReceived during the yearResolved during the yearPending at the end of the year
* Resolved figures include complaints from previous months that were resolved during the current month.
** Pending figures indicate total complaints unresolved as of the last day of the month.
^ Average resolution time = sum of resolution time for each complaint resolved during the month, divided by the total number of complaints resolved during the month.

Data for the month ending — .

NSDL · Depository Participant
SN Received from Carried forward from previous month Received during the month Total Pending Resolved* Pending at the end of the month** Avg. Resolution time^ (days)
Pending < 3 months Pending > 3 months

Trend of monthly disposal — last 12 months.

NSDL ·
SNMonthCarried forward from previous monthReceivedResolved*Pending**

Trend of annual disposal — last 3 financial years.

NSDL · rolling basis
SNYearCarried forward from previous yearReceived during the yearResolved during the yearPending at the end of the year
* Resolved figures include complaints from previous months that were resolved during the current month.
** Pending figures indicate total complaints unresolved as of the last day of the month.
^ Average resolution time = sum of resolution time for each complaint resolved during the month, divided by the total number of complaints resolved during the month.
NSDL Depository Participant registration was granted in 2022 (SEBI Reg No. IN-DP-663-2022).
Risk disclosure on derivatives

9 out of 10 individual traders in equity F&O segment incurred net losses. On average, loss-makers registered net trading loss close to ₹50,000. Over and above the trading losses, loss-makers spent an additional 28% of the loss as transaction cost. Even those making net trading profits incurred between 15% and 50% of such profits as transaction costs.

Source: SEBI study dated 25-Jan-2023 — Analysis of Profit and Loss of Individual Traders in EQ/F&O Segment, FY 2021-22.